RECENT FCC DECISIONS SIGNAL HEIGHTENED ENFORCEMENT OF EEO RULES AND RENEWED EMPHASIS ON BROAD RECRUITMENT FOR ALL FULL-TIME VACANCIES

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The FCC recently issued two Notices of Apparent Liability (“NALs”) that reiterate the importance of complying with the FCC’s EEO rules, particularly the requirement to recruit widely for every full-time job opening.  The NALs imposed forfeitures of $8,000 and $20,000 and EEO reporting conditions for three years on the affected broadcasters.  In light of the upcoming license renewal process, which will include FCC review of each station’s two most recent EEO public file reports, and recent comments from FCC staff regarding a potential increase in the number of EEO audits this year, broadcasters are encouraged to ensure that they are complying with the EEO rules in all respects.

In the NALs, the FCC concluded that the broadcasters failed to properly recruit for full-time vacancies when they relied exclusively on walk-ins, referrals, word-of-mouth, general on-air announcements promoting careers in broadcasting or at the station, job-specific on-air announcements, and/or Internet websites.  According to the FCC, exclusive use of these types of recruitment sources did not fulfill the broadcaster’s requirement to widely recruit across its community for each full-time job vacancy.

One of the NALs also addressed the use of generic on-air announcements, which many broadcasters use to recruit for frequently recurring vacancies (e.g., account executive positions).  The FCC staff stated that, while broadcasters are not prohibited from using generic ads, such ads do not satisfy the requirement to recruit for each specific full-time vacancy (though the FCC has separately held that resumes collected by vacancy-specific recruitment within the prior three months are not “stale” and may be used to fill other vacancies for substantially the same position).

Significantly, the FCC imposed a substantial $8,000 forfeiture where the broadcaster failed to fully recruit for only 6 of the 24 vacancies filled during the reporting period.

The NALs also provided the following guidance for broadcasters:

  • Exclusive reliance on non-public sources, such as a licensee’s own private contacts (including business referrals, employee referrals, etc.) does not constitute recruitment as contemplated under the EEO rules, which require broad public outreach.
  • Broadcasters may not create a new full-time position to accommodate an exceptional candidate who submits an unsolicited resume or responds to a general on-air announcement promoting careers in broadcasting without conducting additional recruitment.  Instead, the broadcaster would be required to treat that new position as a full-time vacancy for which broad recruitment must be conducted and for which the exceptional candidate could then be considered.

The NALs also illustrate that poor or incomplete EEO recordkeeping can result in multiple EEO rule violations, as well as violations of other FCC requirements.  In one case, a broadcaster that failed to maintain records of the number of interviewees and their respective recruitment sources was found to have violated:  (i) the EEO recordkeeping requirements; (ii) the EEO public file report requirement (because the missing information is required to be included within that report); and (iii) the public inspection file rule (because the failure to include the missing information rendered the report incomplete).  Moreover, consistent with past practice, the FCC considered the various EEO rule violations cited in the NALs as evidence that the broadcasters failed to engage in the required self-assessment of their EEO recruitment programs, which constitute separate violations of the EEO rules.

In addition to assessing forfeitures, the FCC imposed special reporting conditions on the affected broadcasters.  Those broadcasters are now required to submit their EEO public file reports to the FCC annually for the next three years.  In addition, the broadcasters are required to submit additional information demonstrating compliance with the EEO rules, including dated copies of every advertisement, letter, email, or other communication issued that announces full-time vacancies at the employment units.

Recommendations

The NALs reflect the FCC’s heightened enforcement of its EEO rules and demonstrate the penalties that can be imposed when rule violations are found.  We therefore recommend that you carefully examine your EEO program for compliance with the EEO rules, paying particular attention to these requirements:

Broad Outreach to a Variety of Recruitment Sources, Including Non-Internet and Non-Station Sources.  While the FCC does not require the use of a specific number of recruitment sources, if a source or sources, collectively, cannot reasonably be expected to reach the station’s entire community, a broadcaster may be found to be in violation of the FCC’s EEO rules.  In practice, this means that a station that only posts notices of job vacancies internally and on Internet websites, or relies exclusively on walk-ins, referrals, word-of-mouth, general on-air announcements promoting careers in broadcasting or at the station, or job-specific on-air announcements, will not be deemed to have engaged in the required broad EEO outreach.

Regular Self-Assessment.  The EEO rules require that each employment unit periodically assess its recruitment program to ensure that it is effective in achieving broad EEO outreach, and to address any problems found as a result of that assessment.  Where a broadcaster fails to comply with any of the FCC’s EEO requirements, the FCC may conclude the licensee separately failed to adequately assess its recruitment program.

Recordkeeping.  Broadcasters should retain copies of all records documenting compliance with each aspect of the employment unit’s EEO program.  Specifically, broadcasters should retain notices and other communications relating to job vacancy announcements and should carefully record the number of interviewees for each vacancy by recruitment source.  If broadcasters do not know the recruitment source for an interviewee, they should ask for that information during the interview.

Inclusion of All Required Information in EEO Public File Report.  Broadcasters are required to include a list of all full-time vacancies filled during the reporting period, identified by job title, the number of interviewees, and the recruitment source of interviewees.  If broadcasters cannot provide this information due to inadequate recordkeeping, they may be subject to forfeitures for violating the EEO public file report requirements, the public inspection file requirements, the EEO recordkeeping requirements, and the regular EEO program self-assessment requirement (risking a possible compounded forfeiture).

If you have any questions concerning these decisions or compliance with the FCC’s EEO rules, please contact your primary attorney in our office.

January 19, 2011 

 

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This memorandum is intended only as a general discussion of these issues and should not be regarded as legal advice.

We would be pleased to provide additional details or advice about specific situations if desired.

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